Filing Details
- Accession Number:
- 0000808450-10-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 12:25:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181311 | N Michael Hammes | Navistar International Corporation 4201 Winfield Road Warrenville IL 60555 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-15 | 2,500 | $37.93 | 8,004 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-06-15 | 4,000 | $42.48 | 12,004 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-06-15 | 4,000 | $40.92 | 16,004 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-06-15 | 4,000 | $26.15 | 20,004 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-06-15 | 1,200 | $22.66 | 21,204 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-15 | 15,700 | $53.98 | 5,504 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-17 | 400 | $54.73 | 5,104 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (RIght to buy) | Disposition | 2010-06-15 | 2,500 | $0.00 | 2,500 | $37.93 |
Common Stock | Stock Options (Right to buy) | Disposition | 2010-06-15 | 4,000 | $0.00 | 4,000 | $42.48 |
Common Stock | Stock Option (Right to buy) | Disposition | 2010-06-15 | 4,000 | $0.00 | 4,000 | $40.92 |
Common Stock | Stock Options (Right to buy) | Disposition | 2010-06-15 | 4,000 | $0.00 | 4,000 | $26.15 |
Common Stock | Stock Options (Right to buy) | Disposition | 2010-06-15 | 1,200 | $0.00 | 1,200 | $22.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-12-12 | 2011-12-12 | No | 4 | M | Direct |
0 | 2004-12-10 | 2013-12-10 | No | 4 | M | Direct |
0 | 2014-12-14 | No | 4 | M | Direct | |
0 | 2015-10-18 | No | 4 | M | Direct | |
0 | 2018-12-16 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.84 to $54.11, inclusive. The reporting person undertakes to provide Navistar International Corporation, any security holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The Options became exercisable in three annual installments as follows: 1,334 on 12/14/2005; 1,333 on 12/14/2006; and 1,333 on 12/14/2007.
- The Options became exercisable in three annual installments as follows: 1,334 on 10/18/2006; 1,333 on 10/18/2007; and 1,333 on 10/18/2008.
- The Options exercised were part of a grant of 3,600 options that were awarded on 12/16/2008 and which became exercisable as to 1,200 shares on 12/16/2009 and which will become exercisable as to 1,200 shares on 12/16/2010 and as to 1,200 shares on 12/16/2011.