Filing Details

Accession Number:
0000049071-10-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-07 13:00:00
Reporting Period:
2010-06-04
Filing Date:
2010-06-07
Accepted Time:
2010-06-07 10:45:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1085718 C Bonnie Hathcock Humana Inc.
500 West Main Street
Louisville KY 40202
Sr Vp & Chief Human Res. Off No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2010-06-04 200 $47.69 39,080 No 4 S Direct
Humana Common Disposition 2010-06-04 300 $47.67 38,780 No 4 S Direct
Humana Common Disposition 2010-06-04 1,400 $47.66 37,380 No 4 S Direct
Humana Common Disposition 2010-06-04 1,600 $47.65 35,780 No 4 S Direct
Humana Common Disposition 2010-06-04 1,300 $47.64 34,480 No 4 S Direct
Humana Common Disposition 2010-06-04 500 $47.66 33,980 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $53.96 2013-02-23 31,770 31,770 Direct
Humana Common Options $62.10 2014-02-22 38,062 38,062 Direct
Humana Common Options $69.48 2015-02-21 41,036 41,036 Direct
Humana Common Options $41.83 2016-02-19 58,052 58,052 Direct
Humana Common Options $46.40 2017-02-18 36,352 36,352 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-02-23 31,770 31,770 Direct
2014-02-22 38,062 38,062 Direct
2015-02-21 41,036 41,036 Direct
2016-02-19 58,052 58,052 Direct
2017-02-18 36,352 36,352 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
  2. Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
  3. Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
  4. Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
  5. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
  6. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.