Filing Details
- Accession Number:
- 0000049071-10-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-07 13:00:00
- Reporting Period:
- 2010-06-04
- Filing Date:
- 2010-06-07
- Accepted Time:
- 2010-06-07 10:45:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1085718 | C Bonnie Hathcock | Humana Inc. 500 West Main Street Louisville KY 40202 | Sr Vp & Chief Human Res. Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Disposition | 2010-06-04 | 200 | $47.69 | 39,080 | No | 4 | S | Direct | |
Humana Common | Disposition | 2010-06-04 | 300 | $47.67 | 38,780 | No | 4 | S | Direct | |
Humana Common | Disposition | 2010-06-04 | 1,400 | $47.66 | 37,380 | No | 4 | S | Direct | |
Humana Common | Disposition | 2010-06-04 | 1,600 | $47.65 | 35,780 | No | 4 | S | Direct | |
Humana Common | Disposition | 2010-06-04 | 1,300 | $47.64 | 34,480 | No | 4 | S | Direct | |
Humana Common | Disposition | 2010-06-04 | 500 | $47.66 | 33,980 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $53.96 | 2013-02-23 | 31,770 | 31,770 | Direct | |
Humana Common | Options | $62.10 | 2014-02-22 | 38,062 | 38,062 | Direct | |
Humana Common | Options | $69.48 | 2015-02-21 | 41,036 | 41,036 | Direct | |
Humana Common | Options | $41.83 | 2016-02-19 | 58,052 | 58,052 | Direct | |
Humana Common | Options | $46.40 | 2017-02-18 | 36,352 | 36,352 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-02-23 | 31,770 | 31,770 | Direct |
2014-02-22 | 38,062 | 38,062 | Direct |
2015-02-21 | 41,036 | 41,036 | Direct |
2016-02-19 | 58,052 | 58,052 | Direct |
2017-02-18 | 36,352 | 36,352 | Direct |
Footnotes
- Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
- Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
- Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
- Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
- Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
- Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.