Filing Details
- Accession Number:
- 0001133796-10-000211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-02 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-06-02
- Accepted Time:
- 2010-06-02 14:58:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004125 | Ksw Inc | KSW | Wholesale-Hardware & Plumbing & Heating Equipment & Supplies (5070) | 113191686 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1009250 | Floyd Warkol | 37-16 23Rd St C/O Ksw Inc Long Island City NY 10577 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value .01 | Acquisiton | 2010-05-28 | 1,000 | $1.58 | 655,590 | No | 4 | M | Direct | |
| Common Stock Par Value .01 | Disposition | 2010-05-28 | 1,000 | $3.25 | 654,590 | No | 4 | S | Direct | |
| Common Stock Par Value .01 | Acquisiton | 2010-06-01 | 2,000 | $1.58 | 656,590 | No | 4 | M | Direct | |
| Common Stock Par Value .01 | Disposition | 2010-06-01 | 2,000 | $3.21 | 654,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-28 | 1,000 | $0.00 | 1,000 | $1.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-06-01 | 2,000 | $0.00 | 2,000 | $1.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,741 | 2010-12-15 | No | 4 | M | Direct | |
| 46,741 | 2010-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Par Value .01 | 21,000 | Indirect | By Trust |
Footnotes
- Vested in three equal installments commencing 12/15/92
- Not applicable
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