Filing Details
- Accession Number:
- 0001179110-10-011227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-01 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-07-01
- Accepted Time:
- 2010-07-01 19:51:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461466 | Dayton Misfeldt | C/O Bay City Capital Llc 750 Battery Street, Suite 400 San Francisco CA 94111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-30 | 23,378,934 | $0.28 | 23,378,934 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-30 | 445,516 | $0.28 | 445,516 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-30 | 9,808,090 | $0.00 | 33,187,024 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-30 | 186,900 | $0.00 | 632,416 | No | 4 | C | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2010-06-30 | 980,809 | $0.00 | 9,808,090 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-06-30 | 18,690 | $0.00 | 186,900 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,091 | Indirect | See Footnote |
Footnotes
- Mr. Misfeldt is a partner of Bay City Capital LLC, a Delaware limited liability company ("BCC"). BCC is the manager of Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"). Management V is the general partner of Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC , as the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. Mr. Misfeldt, BCC and Management V disclaim beneficial ownership with respect to the securities reported in this Form 4, except to the extent of their pecuniary interest therein.
- These securities are held by Fund V.
- These securities are held by Co-Investment V.
- These securities are held by BCC.
- The Series A Preferred Stock automatically converted into common stock in accordance with the terms of the applicabale Certificate of Designation of the Issuer on a 1-for-10 basis and had no expiration date.