Filing Details
- Accession Number:
- 0000943374-10-000790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-11 13:00:00
- Reporting Period:
- 2010-06-10
- Filing Date:
- 2010-06-11
- Accepted Time:
- 2010-06-11 17:00:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392630 | Gail V Warner | 200 Palmer Street Stroudsburg PA 18360 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-10 | 800 | $12.46 | 46,350 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-10 | 800 | $12.47 | 45,550 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-10 | 598 | $12.45 | 44,952 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-10 | 1,805 | $12.35 | 43,147 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-10 | 600 | $12.29 | 42,547 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-10 | 200 | $12.30 | 42,347 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-10 | 893 | $12.28 | 41,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,596 | Indirect | By 401(k) |
| Common Stock | 2,600 | Indirect | As custodian for child |
| Common Stock | 1,691 | Indirect | By IRA |
| Common Stock | 3,743 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 117,904 | 117,904 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 117,904 | 117,904 | Direct |
Footnotes
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.
Billionaire Hedge Funds
