Filing Details
- Accession Number:
- 0001209191-10-034240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 15:11:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383571 | Globe Specialty Metals Inc | GSM | Primary Smelting & Refining Of Nonferrous Metals (3330) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470020 | Jr. Theodore Heilman | C/O Globe Specialty Metals, Inc. 250 West 34Th St., Suite 2514 New York NY 10119 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-11 | 40,000 | $6.25 | 280,373 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-11 | 300 | $10.05 | 280,073 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 500 | $10.15 | 279,573 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 300 | $10.13 | 279,273 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 600 | $10.12 | 278,673 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 4,400 | $10.11 | 274,273 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 5,302 | $10.10 | 268,971 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 2,800 | $10.08 | 266,171 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 10,198 | $10.09 | 255,973 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 1,600 | $10.07 | 254,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 500 | $10.08 | 253,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 1,000 | $10.01 | 252,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 4,300 | $10.05 | 248,573 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 1,800 | $10.06 | 246,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 900 | $10.04 | 245,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 100 | $10.03 | 245,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 5,400 | $10.00 | 240,373 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-06-11 | 40,000 | $0.00 | 40,000 | $6.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 460,000 | 2007-11-13 | 2011-11-13 | No | 4 | M | Direct |
Footnotes
- The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $6.25 per share.
Billionaire Hedge Funds
