Filing Details
- Accession Number:
- 0001181431-10-034281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-22 13:00:00
- Reporting Period:
- 2008-08-01
- Filing Date:
- 2010-06-22
- Accepted Time:
- 2010-06-22 16:02:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100820 | Encompass Group Affiliates Inc | ECGA | Services-Business Services, Nec (7389) | 650738251 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1075974 | S Jonathan Lavine | C/O Sankaty Advisors, Llc 111 Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1284676 | Prospect Harbor Credit Partners Lp | C/O Sankaty Advisors, Llc 111, Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1309111 | Sankaty Credit Member, Llc | C/O Sankaty Advisors, Llc 111, Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1309113 | Prospect Harbor Investors, Llc | C/O Sankaty Advisors, Llc 111, Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1323767 | Sankaty Credit Opportunities Ii Lp | C/O Sankaty Advisors, Llc 111 Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1392210 | Sankaty Credit Opportunities Iii Lp | C/O Sankaty Advisors, Llc 111, Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1485339 | Sankaty Credit Opportunities Investors Iii, Llc | C/O Sankaty Advisors, Llc 111, Huntington Avenue Boston MA 02111 | No | No | Yes | No | |
1485340 | Sankaty Credit Opportunities Investors Ii, Llc | C/O Sankaty Advisors, Llc 111, Huntington Avenue Boston MA 02111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series E Preferred Stock | Acquisiton | 2008-08-01 | 68 | $4,166.66 | 68 | No | 4 | P | Indirect | By entities named in footnotes |
Series E Preferred Stock | Acquisiton | 2008-08-13 | 91 | $4,166.66 | 158 | No | 4 | P | Indirect | By entities named in footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By entities named in footnotes |
No | 4 | P | Indirect | By entities named in footnotes |
Footnotes
- The securities reported as indirectly beneficially owned by the Reporting Person are directly beneficially owned by (i) Sankaty Credit Opportunities III, L.P. (which securities may also be deemed to be indirectly beneficially owned by Sankaty Credit Opportunities Investors III, LLC, as general partner of Sankaty Credit Opportunities III, L.P.); (ii) Sankaty Credit Opportunities II, L.P. (which securities may also be deemed to be indirectly beneficially owned by Sankaty Credit Opportunities Investors II, LLC, as general partner of Sankaty Credit Opportunities II, L.P.); and (iii) Prospect Harbor Credit Partners, L.P. (which securities may also be deemed to be indirectly beneficially owned by Prospect Harbor Investors, LLC, as general partner of Prospect Harbor Credit Partners, L.P.)
- The securities reported as indirectly beneficially owned by the Reporting Person may also be deemed to be indirectly beneficially owned by Sankaty Credit Member, LLC, as managing member of each of Sankaty Credit Opportunities Investors III, LLC, Sankaty Credit Opportunities Investors II, LLC and Prospect Harbor Investors, LLC. The Reporting Person is the managing member of Sankaty Credit Member, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, each beneficial owner named herein has elected to report ownership of the entire number of securities owned by Sankaty Credit Opportunities III, L.P., Sankaty Credit Opportunities II, L.P. and Prospect Harbor Credit Partners, L.P., however each of them, including the Reporting Person, disclaims beneficial ownership of any securities, except to the extent of their pecuniary interest therein.
- Includes 46.75 shares purchased by Sankaty Credit Opportunities III, L.P., 14.03 shares purchased by Sankaty Credit Opportunities II, L.P. and 7.10 shares purchased by Prospect Harbor Credit Partners, L.P. on August 1, 2008.
- Includes 62.34 shares purchased by Sankaty Credit Opportunities III, L.P., 18.71 shares purchased by Sankaty Credit Opportunities II, L.P. and 9.47 shares purchased by Prospect Harbor Credit Partners, L.P. on August 13, 2008.
- Includes 109.09 shares held by Sankaty Credit Opportunities III, L.P., 32.74 shares held by Sankaty Credit Opportunities II, L.P. and 16.57 shares held by Prospect Harbor Credit Partners, L.P.