Filing Details
- Accession Number:
- 0001209191-10-036183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-30 13:00:00
- Reporting Period:
- 2010-06-28
- Filing Date:
- 2010-06-30
- Accepted Time:
- 2010-06-30 17:02:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434625 | Steve Yair Henig | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-28 | 5,000 | $23.40 | 19,054 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-28 | 8,313 | $48.06 | 10,741 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-06-28 | 3,000 | $13.64 | 13,741 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-28 | 1,755 | $47.33 | 11,986 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-06-28 | 10,000 | $32.79 | 21,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-28 | 8,209 | $47.33 | 13,777 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-06-29 | 1,245 | $46.73 | 12,532 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-06-30 | 5,000 | $23.40 | 17,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-30 | 5,000 | $46.36 | 12,532 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-06-28 | 5,000 | $0.00 | 5,000 | $23.40 |
| Common Stock | Stock Appreciation Rights | Disposition | 2010-06-28 | 3,000 | $0.00 | 3,000 | $13.64 |
| Common Stock | Stock Appreciation Rights | Disposition | 2010-06-28 | 10,000 | $0.00 | 10,000 | $32.79 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-06-30 | 5,000 | $0.00 | 5,000 | $23.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2015-07-18 | No | 4 | M | Direct | |
| 17,906 | 2019-02-27 | No | 4 | M | Direct | |
| 21,500 | 2016-03-27 | No | 4 | M | Direct | |
| 0 | 2015-07-18 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2009.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vest quarterly in 5% increments commencing 09/30/2005 through 06/30/2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on February 27, 2010, another 20% will vest on February 27, 2011 and the remaining 60% will vest on February 27, 2012.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on March 23, 2007, 20% vested on March 23, 2008 and the remaining 60% vested on March 7, 2009.
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