Filing Details
- Accession Number:
- 0001181431-10-034476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-23 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-23
- Accepted Time:
- 2010-06-23 17:26:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410172 | Rubicon Technology Inc. | RBCN | Semiconductors & Related Devices (3674) | 364419301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1102188 | P L Fund Technology Atlantic Cross | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1113583 | Co Investment 2000 Fund Lp | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1165410 | Cross Atlantic Technology Fund Ii Lp | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1252434 | Cross Atlantic Capital Partners Ii Inc | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1254180 | Xatf Management Ii Lp | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1297591 | Co-Invest Capital Partners Inc | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1297592 | Co-Invest Management Lp | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1418340 | Cross Atlantic Capital Partners, Inc. | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No | |
1418345 | Xatf Management, L.p. | Five Radnor Corporate Center, Suite 555 100 Matsonford Road Radnor PA 19087 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-21 | 500,000 | $28.41 | 5,386,423 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Consists of shares held by Cross Atlantic Technology Fund, L.P., Cross Atlantic Technology Fund, II, L.P., and/or The Co-Investment 2000 Fund, L.P. Donald R. Caldwell, a director of the issuer, is the owner and director of Cross Atlantic Capital Partners, Inc., which is the general partner of XATF Management, L.P., which is the general partner of Cross Atlantic Technology Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell is a shareholder, director and officer of Co-Invest Capital Partners, Inc., which is the general partner of Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P.
- As part of the issuer's secondary offering, Cross Atlantic Technology Fund, L.P. sold 59,121 shares of its common stock, Cross Atlantic Technology Fund II, L.P. sold 208,534 shares of its common stock and The Co-Investment 2000 Fund, L.P. sold 232,345 shares of its common stock.
- After the sale of shares in the issuer's secondary offering, Cross Atlantic Technology Fund, L.P. holds 668,572 shares of common stock, Cross Atlantic Technology Fund II, L.P. holds 2,230,198 shares of common stock and The Co-Investment 2000 Fund, L.P. holds 2,487,653 shares of common stock.