Filing Details
- Accession Number:
- 0001225208-10-015791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-28 13:00:00
- Reporting Period:
- 2010-06-25
- Filing Date:
- 2010-06-28
- Accepted Time:
- 2010-06-28 16:21:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
886128 | Fuelcell Energy Inc | FCEL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 060853042 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091925 | L Thomas Kempner | C/O Loeb Partners Corporation 61 Broadway New York NY 10006 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-25 | 500,000 | $1.25 | 782,834 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 250,000 | Indirect | See Footnote |
Footnotes
- Total includes (i) 125,000 shares purchased by Mr. Kempner, (ii) 125,000 shares purchased by Thomas Kempner & William Peremuth Trustees Carl Loeb Trust FBO Thomas Kempner of which Mr. Kempner is a control person, and (iii) 250,000 shares purchased by Loeb Holding Corporation of which Mr. Kempner is a control person.
- Total includes (i) 125,000 shares held by Mr. Kempner, (ii) 366,900 shares held by Thomas Kempner & William Peremuth Trustees Carl Loeb Trust FBO Thomas Kempner of which Mr. Kempner is a control person, and (iii) 290,934 shares held by Loeb Holding Corporation of which Mr. Kempner is a control person.
- Mr. Kempner disclaims beneficial ownership for shares owned by Loeb Partners Corporation.