Filing Details
- Accession Number:
- 0001008374-10-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 17:35:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008374 | H Norman Pond | 3560 Bassett Street Santa Clara CA 95054 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-11 | 3,400 | $11.57 | 755,645 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2010-06-11 | 331 | $11.57 | 755,314 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2010-06-11 | 69 | $11.58 | 755,245 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2010-06-11 | 200 | $11.61 | 755,045 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2010-06-11 | 100 | $11.62 | 754,945 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2010-06-11 | 4,900 | $11.62 | 750,045 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Direct | |
| Common Stock | 38,144 | Indirect | by Partnership |
Footnotes
- Includes 474,628 shares held by the Norman Hugh Pond and Natalie Pond Trust DTD 12/23/90, 22,357 shares held by the Pond 1996 Charitable Remainder Unitrust DTD 10/15/96, 127,060 shares held by the Norman H Pond Annuity Trust DTD 04/03/09 and 126,000 shares held by the Natalie Pond Annutiy Trust DTD 04/03/09.
- Shares are held in the name of the Pond Family Partnership, L.P., a Partnership. Norman Pond is the General Partner of the Partnership.
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