Filing Details
- Accession Number:
- 0001209191-10-036192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-30 13:00:00
- Reporting Period:
- 2010-06-29
- Filing Date:
- 2010-06-30
- Accepted Time:
- 2010-06-30 17:09:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245946 | M Jonathan Jaffe | 700 Nw 107Th Avenue Suite 400 Miami FL 33172 | Vice President/Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-06-29 | 71,000 | $14.14 | 598,677 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2010-06-29 | 15,000 | $14.13 | 613,677 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2010-06-29 | 5,088 | $14.12 | 618,765 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 237,500 | Direct | |
Class B Common Stock | 50,504 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | $18.32 | 2005-03-06 | 2011-03-06 | 20,000 | 20,000 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $26.32 | 2006-01-25 | 2012-01-25 | 4,000 | 4,000 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $62.68 | 2007-01-05 | 2011-01-05 | 100,000 | 100,000 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $13.54 | 2009-07-23 | 2013-07-23 | 500,000 | 500,000 | Direct |
Class B Common Stock | Stock Option (Right to Acquire) | $0.00 | 2005-03-06 | 2011-03-06 | 2,000 | 2,000 | Direct |
Class B Common Stock | Stock Option (Right to Acquire) | $0.00 | 2006-01-25 | 2012-01-25 | 400 | 400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-03-06 | 20,000 | 20,000 | Direct |
2012-01-25 | 4,000 | 4,000 | Direct |
2011-01-05 | 100,000 | 100,000 | Direct |
2013-07-23 | 500,000 | 500,000 | Direct |
2011-03-06 | 2,000 | 2,000 | Direct |
2012-01-25 | 400 | 400 | Direct |
Footnotes
- 510,150 shares are held in a family trust. 106,088 shares are held through a financial intermediary. 2,502 shares are held through an ESOP trust and 25 shares are owned by Mr. Jaffe's son of which Mr. Jaffe disclaims beneficial ownership.
- 48,750 shares are held in a family trust. 1,500 shares are held through a financial intermediary and 254 shares are held through an ESOP trust.
- These stock options become exercisable in installments of 25% on each of the first four anniversaries of the grant date.
- Represents shares of Class B Common Stock to be issued upon the exercise of certain options to purchase Class A Common Stock.