Filing Details
- Accession Number:
- 0001179110-10-011067
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-06-29 13:00:00
- Reporting Period:
- 2010-06-18
- Filing Date:
- 2010-06-29
- Accepted Time:
- 2010-06-29 18:26:45
- Original Submission Date:
- 2010-06-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949874 | Young Innovations Inc | YDNT | Dental Equipment & Supplies (3843) | 431718931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199395 | Jr L Arthur Herbst | 13705 Shoreline Court East Earth City MO 63045 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-18 | 3,300 | $14.02 | 101,497 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-18 | 3,300 | $25.76 | 98,197 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2010-06-18 | 3,300 | $0.00 | 3,300 | $14.02 |
Common Stock | Stock Option | Disposition | 2010-06-21 | 6,700 | $0.00 | 6,700 | $14.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
67,454 | 2001-10-11 | 2011-10-11 | No | 4 | M | Direct |
60,754 | 2001-10-11 | 2011-10-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,326 | Indirect | By spouse |
Common Stock | 4,402 | Indirect | By daughters |
Footnotes
- This grant of 150,000 options vests as follows: 75,000 options on 1/1/2002, 37,500 options on 1/1/2003, 22,500 options on 1/1/2004 and 15,000 options on 1/1/2005.
- This price represents the weighted average purchase price for multiple transactions on the same day. The price of the transactions reported on this line ranged from $25.75 to $25.78. Upon request by the Commission Staff, the issuer or a security holder of the issuer, Arthur Herbst, will undertake to provide full information regarding the number of shares purchased at each separate price.
- The previously filed Form 4 for Arthur Herbst, dated 4/5/2010, included a clerical errorfor the "Date Exercisable" (field 6) and the "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" (field 9). The fields should have read 10/11/2001 and 70,754, respectively. These changes have been appropriately considered and the fields are correctly stated on this Form.
- This amendment is being filed to correct an error with respect to the number of options exercised.
- This amendment is being filed to correct the number of shares disposed.