Filing Details
- Accession Number:
- 0001140361-10-026621
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-23 13:00:00
- Reporting Period:
- 2010-06-22
- Filing Date:
- 2010-06-23
- Accepted Time:
- 2010-06-23 16:24:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364541 | Eagle Rock Energy Partners L P | EROC | Crude Petroleum & Natural Gas (1311) | 680629883 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398356 | G Steven Hendrickson | Eagle Rock Energy Partners, L.p. P.o. Box 2968 Houston TX 77252 | Svp, Technical Evaluations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partner Interest | Disposition | 2010-06-22 | 18,500 | $5.24 | 120,221 | No | 4 | S | Direct | |
| Common Units Representing Limited Partner Interest | Acquisiton | 2010-06-22 | 38,507 | $2.50 | 158,728 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units And Warrants | Subscription Rights | Disposition | 2010-06-22 | 38,507 | $0.00 | 38,507 | $2.50 |
| Common Units | Warrants | Acquisiton | 2010-06-22 | 38,507 | $2.50 | 38,507 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-06-01 | 2010-06-30 | No | 4 | X | Direct |
| 38,507 | 2010-08-15 | 2012-05-15 | No | 4 | X | Direct |
Footnotes
- Represents common units that will be received, after the close of the rights offering, from the exercise of subscription rights.
- Represents the exercise price of each subscription right entitling the holder to acquire, for $2.50 in cash, (i) one common unit and (ii) one warrant to purchase an additional common unit for $6.00 on the dates specified in Footnote 5.
- Each Warrant entitles the holder to acquire, for $6.00 in cash, one common unit on the dates specified in Footnote 5.
- Represents warrants that will be received, after the close of the rights offering, from the exercise of subscription rights.
- Warrants are only exercisable on each of August 15, 2010, November 15, 2010, March 15, 2011, May 15, 2011, August 15, 2011, November 15, 2011, March 15, 2012 and May 15, 2012. The warrants will be freely tradeable starting on or about July 1, 2010 until May 15, 2012.
- Represents common units sold by the reporting person to generate proceeds to fund the exercise of 38,507 subscription rights.
Billionaire Hedge Funds
