Filing Details
- Accession Number:
- 0001181431-10-033169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 17:03:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1228068 | Inergy Holdings L.p. | NRGP | Retail-Nonstore Retailers (5960) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193472 | Brooks R Sherman | Two Brush Creek Blvd. Suite 200 Kansas City MO 64112 | Evp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2010-06-15 | 54,993 | $22.76 | 1,029,681 | No | 4 | S | Indirect | As Trustee of the R. Brooks Sherman, Jr. Revocable Trust |
Common Units | Disposition | 2010-06-15 | 162,988 | $23.00 | 866,693 | No | 4 | S | Indirect | As Trustee of the R. Brooks Sherman, Jr. Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As Trustee of the R. Brooks Sherman, Jr. Revocable Trust |
No | 4 | S | Indirect | As Trustee of the R. Brooks Sherman, Jr. Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units | 273,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Units | Long Term Incentive Plan | $7.50 | 2008-06-20 | 2015-06-19 | 60,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-06-19 | 60,000 | 60,000 | Direct |
Footnotes
- The option vests in three installments as follows: 25% of the option vests on 3rd anniversary of the grant date; 25% of the option vests on 4th anniversary of the grant date; and the remaining 50% of the option vests on the 5th anniversary of the grant date.
- Mr. Sherman is the trustee of the R. Brooks Sherman, Jr. Revocable Trust dated 1/15/2008 as amended from time to time.
- Includes restricted units granted under the Inergy Holdings, L.P. Long Term Incentive Plan, as amended.
- On June 11, 2010, certain senior executive officers of the general partner of Inergy Holdings, L.P. ("NRGP") entered into a definitive agreement to exchange a portion of their personally held unregistered NRGP common units for primarily common stock of Kayne Anderson MLP Investment Company ("KYN") at a price of $22.999 per common unit. The NRGP common units that were sold to KYN for cash were sold at $22.756 per common unit.
- Includes a transfer of 361,558 Common Units (pre-split) held personally by Mr. Sherman. The transfer of the Common Units was exempt from the reporting and liability provisions of Section 16 pursuant to Rule 16a-13.