Filing Details
- Accession Number:
- 0001179110-10-010091
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-06-08 13:00:00
- Reporting Period:
- 2010-05-21
- Filing Date:
- 2010-06-08
- Accepted Time:
- 2010-06-08 17:00:26
- Original Submission Date:
- 2010-05-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
103145 | Veeco Instruments Inc | VECO | Special Industry Machinery, Nec (3559) | 112989601 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425011 | Robert Mark Munch | Veeco Instruments Inc. Terminal Drive Plainview NY 11803 | Evp, M&I | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-21 | 4,167 | $8.82 | 46,260 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-21 | 1,900 | $38.37 | 44,360 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-21 | 1,300 | $39.42 | 43,060 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-21 | 967 | $40.52 | 42,093 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to purchase) | Disposition | 2010-05-21 | 4,167 | $0.00 | 4,167 | $8.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,833 | 2016-05-17 | No | 4 | M | Direct |
Footnotes
- The Form 4, as originally filed, incorrectly reported that the option was granted on February 5, 2008 with an exercise price of $15.24 and an expiration date of February 4, 2015. The Form 4, as amended by this Form 4/A, correctly reports that the option was granted on May 18, 2009 with an exercise price of $8.82 and an expiration date of May 17, 2016.
- Represents securites sold pursuant to a 10b5-1 sales plan adopted by the reporting person.
- Reflects weighted average sale price. Actual sale prices ranged from $37.94 to $38.85 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects weighted average sale price. Actual sale prices ranged from $38.94 to $39.77 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects weighted average sale price. Actual sale prices ranged from $40.04 to $41.02 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option was granted on May 18, 2009 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.