Filing Details
- Accession Number:
- 0001140361-10-024499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-07 13:00:00
- Reporting Period:
- 2010-06-03
- Filing Date:
- 2010-06-07
- Accepted Time:
- 2010-06-07 16:59:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350907 | Thoratec Corp | THOR | Electromedical & Electrotherapeutic Apparatus (3845) | 942340464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354228 | Aaron David Lehman | 6035 Stoneridge Drive Pleasanton CA 94588 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-03 | 13,042 | $11.97 | 50,204 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-06-03 | 39,065 | $12.45 | 89,269 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-03 | 44,810 | $44.29 | 44,459 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-03 | 7,297 | $44.91 | 37,162 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-06-03 | 13,042 | $0.00 | 13,042 | $11.97 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-06-03 | 39,065 | $0.00 | 39,065 | $12.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-04-21 | 2013-04-21 | No | 4 | M | Direct |
20,000 | 2004-10-14 | 2014-04-14 | No | 4 | M | Direct |
Footnotes
- Options and restricted stock units were granted pursuant to the Company's equity incentive plan with no payments received for either.
- Options vest in four equal annual installments commencing one year after the grant date.
- Options vest in six equal installments commencing six months after the grant date.
- Options exercised and shares of Common Stock sold pursuant to a Sales Plan established by the Reporting Person on May 3, 2010, which Sales Plan is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- This transaction was executed in multiple trades in prices ranging from $43.60 to $44.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades in prices ranging from $44.60 to $45.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.