Filing Details
- Accession Number:
- 0001179110-10-010742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-18 13:00:00
- Reporting Period:
- 2010-05-10
- Filing Date:
- 2010-06-18
- Accepted Time:
- 2010-06-18 11:44:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1036044 | Identive Group Inc. | INVE | Computer Peripheral Equipment, Nec (3577) | 770444317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480431 | S.c. Daniel Wenzel | 1900 Carnegie Avenue Building B Santa Ana CA 92705 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-10 | 180,769 | $1.66 | 8,579,580 | No | 4 | P | Indirect | See footnote 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 2 |
Footnotes
- The shares were issued in connection with the conversion of an outstanding loan between Mountain Partners and Bluehill ID AG at a conversion price of EURO 1.30, or US $1.66 per share, the closing price of the issuer's common stock on The Nasdaq Global Market on May 7, 2010.
- Shares of common stock held indirectly after issuance include 4,724,868 shares held by Mountain Partners AG, which is an affiliate of Daniel S. Wenzel; 2,003,653 shares held by BH Capital Management AG, a company controlled and owned by Ayman S. Ashour and Mountain Partners AG, which is an affiliate of Mr. Wenzel; 1,076,068 shares held by Mountain Super Angel AG, a fund managed by Mountain Capital Management AG, of which Mountain Partners AG, which is an affiliate of Mr. Wenzel, owns 100%; and 774,991 shares held by Rosenberg Venture AG, of which Mr. Wenzel is a member of the board of directors.