Filing Details
- Accession Number:
- 0001179110-10-010709
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 19:08:42
- Original Submission Date:
- 2010-06-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887969 | Mrv Communications Inc | MRVC.PK | Semiconductors & Related Devices (3674) | 061340090 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1345051 | H Kenneth Stein Shubin | 20415 Nordhoff Street Chatsworth CA 91311 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-15 | 2,000 | $1.27 | 128,403 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-15 | 18,000 | $1.28 | 146,403 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-15 | 15,000 | $1.29 | 161,403 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-15 | 65,000 | $1.30 | 226,403 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Spencer Capital Select Fund, LP, of which Dr. Shubin Stein is the 100% beneficial owner, purchased 100,000 shares of MRV Communications, Inc.'s common stock on June 15, 2010. In addition, Dr. Shubin Stein, as managing member of Spencer Capital Partners, LLC and Spencer Capital Management, LLC has the right to vote the investments held by Spencer Capital Opportunity Fund, LP, and may be deemed to be the beneficial owner of 126,403 shares owned by Spencer Capital Opportunity Fund, LP. Spencer Capital Management, LLC, as an investment management firm for Spencer Capital Opportunity Fund, LP and Spencer Capital Partners, LLC, as the general partner of Spencer Capital Opportunity Fund, LP, may be deemed to be the beneficial owner of the 126,403 shares owned by Spencer Capital Opportunity Fund, LP.