Filing Details
- Accession Number:
- 0001019361-10-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-07 13:00:00
- Reporting Period:
- 2010-06-04
- Filing Date:
- 2010-06-07
- Accepted Time:
- 2010-06-07 11:11:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1019361 | Rofin Sinar Technologies Inc | RSTI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 383306461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354691 | Thomas Merk | Petersbrunner Strabe 1B Starnberg 2M 82319 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Rofin-Sinar Technologies Inc. | Disposition | 2010-06-04 | 3,000 | $23.84 | 3,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $16.36 |
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $17.11 |
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $26.05 |
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $28.50 |
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $40.20 |
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $15.04 |
Common Stock - Rsti | Employee Stock Option Right to Buy | Acquisiton | 2010-06-04 | 0 | $0.00 | 0 | $22.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2005-03-18 | 2014-03-18 | No | 4 | H | Direct |
50,000 | 2006-03-17 | 2015-03-17 | No | 4 | H | Direct |
50,000 | 2007-03-16 | 2016-03-16 | No | 4 | H | Direct |
60,000 | 2008-03-15 | 2017-03-15 | No | 4 | H | Direct |
30,000 | 2009-03-19 | 2018-03-19 | No | 4 | H | Direct |
30,000 | 2010-03-18 | 2019-03-18 | No | 4 | H | Direct |
30,000 | 2011-03-17 | 2020-03-17 | No | 4 | H | Direct |
Footnotes
- Value represents the exercise price of the shares granted under the Plan.
- No transaction being reported at this time - only reporting holdings as of this date.
- Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant. The grants to purchase shares of common stock under the Plan expire following the tenth anniversary of the date of grant.
- Number represents the number of remaining outstanding and vested shares under the particular grant date. None of these shares are beneficially owned yet.
- Number represents the number of available shares remaining under the particular grant date. 40,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
- Number represents the number of available shares remaining under the particular grant date. 36,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
- Number represents the number of available shares remaining under the particular grant date. 12,000 shares are currently vested and exercisable and the remaining 18,000 shares have not yet vested. None of these shares are beneficially owned yet.
- Number represents the number of available shares remaining under the particular grant date. 6,000 shares are currently vested and exercisable and the remaining 24,000 shares have not yet vested. None of these shares are beneficially owned yet.
- Number represents the number of available shares remaining under the particular grant date. 30,000 have not yet vested. None of these shares are beneficially owned yet.