Filing Details
- Accession Number:
- 0001013594-10-000587
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-17 13:00:00
- Reporting Period:
- 2010-06-14
- Filing Date:
- 2010-06-17
- Accepted Time:
- 2010-06-17 10:39:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 802356 | Parlux Fragrances Inc | PARL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 222562955 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220289 | Pike Capital Partners, Lp | 340 Madison Avenue 19Th Floor New York NY 10173 | No | No | Yes | No | |
| 1365921 | Pike Capital Partners (Qp), Lp | 340 Madison Avenue 19Th Floor New York NY 10173 | No | No | Yes | No | |
| 1426867 | W Daniel Pike | 340 Madison Avenue 19Th Floor New York NY 10173 | No | No | Yes | No | |
| 1426868 | Pike Capital Management Llc | 340 Madison Avenue 19Th Floor New York NY 10173 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-14 | 414,775 | $1.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-14 | 2,198,953 | $1.78 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-14 | 105,000 | $1.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents securities of the issuer previously held by Pike Capital Partners, LP, a Delaware limited partnership ("LP Fund").
- Represents securities of the issuer previously held by Pike Capital Partners (QP), LP, a Delaware limited partnership ("QP Fund").
- Represents securities of the issuer previously held by Daniel W. Pike ("Mr. Pike").
- Pike Capital Management LLC, a Delaware limited liability company ("Pike Management"), is the general partner of each of the LP Fund and QP Fund. Daniel W. Pike is the managing member of Pike Management. Each of Pike Management and Mr. Pike may be deemed to indirectly beneficially own the securities directly owned by the LP Fund and QP Fund. For purposes of this Form 4, Pike Management and Mr. Pike disclaim beneficial ownership of the shares of common stock owned by the funds reporting on this Form 4 except to the extent of their pecuniary interest therein.
Billionaire Hedge Funds
