Filing Details
- Accession Number:
- 0001113436-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-23 13:00:00
- Reporting Period:
- 2010-06-22
- Filing Date:
- 2010-06-23
- Accepted Time:
- 2010-06-23 16:20:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113436 | J Henry Herrmann | 6300 Lamar Avenue Overland Park KS 66202 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Disposition | 2010-06-22 | 100,000 | $24.55 | 949,544 | No | 4 | S | Indirect | Personal Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Personal Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 31,500 | Indirect | Spouse's Trust |
Footnotes
- Private transaction with the issuer.