Filing Details
- Accession Number:
- 0001181431-10-030905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-02 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-06-02
- Accepted Time:
- 2010-06-02 18:29:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354713 | L Susan Ring | 1 Fountain Square Chattanooga TN 37402 | Evp, President & Ceo, Unum Uk | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-28 | 5,955 | $11.37 | 70,687 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-28 | 5,955 | $23.35 | 64,732 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-05-28 | 5,955 | $0.00 | 5,955 | $11.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,910 | 2017-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 445 | Indirect | By family |
Footnotes
- Includes 26,756 restricted stock units and 43,931 shares held outside any plan.
- Beneficial ownership amount includes the exempt acquisition of additional restricted stock units pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- Reflects weighted average price for multiple sale transactions ranging in price from $23.35 per share to $23.351 per share, inclusive. The reporting person undertakes to provide to Unum Group, any security holder of Unum Group, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- Includes 26,756 restricted stock units and 37,976 shares held outside any plan.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The options vest in three equal annual installments beginning on February 24, 2010.