Filing Details

Accession Number:
0001181431-10-030905
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-02 13:00:00
Reporting Period:
2010-05-28
Filing Date:
2010-06-02
Accepted Time:
2010-06-02 18:29:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1354713 L Susan Ring 1 Fountain Square
Chattanooga TN 37402
Evp, President & Ceo, Unum Uk No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-28 5,955 $11.37 70,687 No 4 M Direct
Common Stock Disposition 2010-05-28 5,955 $23.35 64,732 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-05-28 5,955 $0.00 5,955 $11.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,910 2017-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 445 Indirect By family
Footnotes
  1. Includes 26,756 restricted stock units and 43,931 shares held outside any plan.
  2. Beneficial ownership amount includes the exempt acquisition of additional restricted stock units pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
  3. Reflects weighted average price for multiple sale transactions ranging in price from $23.35 per share to $23.351 per share, inclusive. The reporting person undertakes to provide to Unum Group, any security holder of Unum Group, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. Includes 26,756 restricted stock units and 37,976 shares held outside any plan.
  5. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  6. The options vest in three equal annual installments beginning on February 24, 2010.