Filing Details

Accession Number:
0001112679-10-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-08 13:00:00
Reporting Period:
2010-06-08
Filing Date:
2010-06-08
Accepted Time:
2010-06-08 19:49:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-08 9,000 $13.53 37,849 No 4 M Direct
Common Stock Disposition 2010-06-08 9,000 $35.31 28,849 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-06-08 9,000 $0.00 9,000 $13.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
106,000 2013-06-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
  2. Shares sold on the Open Market are reported as an average sell price per share of $35.31; breakdown of shares sold and per share sale prices are as follows: 2,000 at $35.12; 500 at $36.13; 1,500 at $35.55; 900 at $35.28; 100 at $35.25; 3,000 at $35.11 and 1,000 at $35.54.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.