Filing Details
- Accession Number:
- 0000950142-10-001070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-23 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-23
- Accepted Time:
- 2010-06-23 16:43:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1037038 | Polo Ralph Lauren Corp | RL | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 132622036 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040545 | Ralph Lauren | 650 Madison Ave New York NY 10022 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-06-21 | 10,000,000 | $0.00 | 10,617,864 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2010-06-21 | 9,000,000 | $78.17 | 1,617,864 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-06-21 | 1,000,000 | $81.00 | 617,864 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2010-06-21 | 10,000,000 | $0.00 | 10,000,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,019,560 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 4,741,830 | 4,741,830 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,531,607 | 1,531,607 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 918,770 | 918,770 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,741,830 | 4,741,830 | Indirect | |
1,531,607 | 1,531,607 | Indirect | |
918,770 | 918,770 | Indirect |
Footnotes
- On June 21, 2010, pursuant to the Underwriting Agreement, dated June 15, 2010, among Polo Ralph Lauren Corporation (the "Company"), Mr. Ralph Lauren and the underwriters named therein, Mr. Lauren sold 9,000,000 shares of Class A Common Stock in a public offering.
- Represents the public offering price of $81.00 per share of Class A Common Stock less the underwriting discount of $2.835 per share of Class A Common Stock.
- On June 21, 2010, Mr. Lauren sold an additional 1,000,000 shares of Class A Common Stock to the Company at a price of $81.00 per share.
- Mr. Lauren has the right, at his option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis.