Filing Details
- Accession Number:
- 0001144204-10-032651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-09 13:00:00
- Reporting Period:
- 2010-06-07
- Filing Date:
- 2010-06-09
- Accepted Time:
- 2010-06-09 16:42:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No | |
1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-07 | 22,045 | $1.85 | 62,103 | No | 4 | S | Indirect | Footnote 1 |
Common Stock | Disposition | 2010-06-09 | 30,872 | $1.85 | 31,231 | No | 4 | S | Indirect | Footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Footnote 1 |
No | 4 | S | Indirect | Footnote 1 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | Footnote 2 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $0.98 | 2010-06-17 | 2019-06-17 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-06-17 | 15,000 | 15,000 | Direct |
Footnotes
- Trustee of B. Riley and Co. Retirement Trust.
- Custodian for Mr. Riley's children.
- The option vests in four equal annual installments beginning on June 17, 2010.