Filing Details
- Accession Number:
- 0001265855-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-23 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-23
- Accepted Time:
- 2010-06-23 17:49:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265855 | E Stanley Soper | C/O Nutraceutical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Vp, Legal Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-21 | 2,000 | $2.44 | 17,238 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-06-21 | 2,000 | $3.50 | 19,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-21 | 4,000 | $15.13 | 15,238 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-21 | 2,000 | $0.00 | 2,000 | $2.44 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-21 | 2,000 | $0.00 | 2,000 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,000 | 2011-03-05 | No | 4 | M | Direct | |
| 6,000 | 2010-06-14 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2010. The sales on June 14, 2010 and June 15, 2010 reported on June 16, 2010 were also effected pursuant to this Rule 10b5-1 trading plan.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $15.00 to $15.25. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in six equal installments every six months beginning on September 5, 2001.
- The option vested in six equal installments every six months beginning on June 13, 2002.
Billionaire Hedge Funds
