Filing Details
- Accession Number:
- 0001140361-10-027164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-28 13:00:00
- Reporting Period:
- 2010-06-24
- Filing Date:
- 2010-06-28
- Accepted Time:
- 2010-06-28 15:27:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311131 | Rockville Financial Inc. | RCKB | National Commercial Banks (6021) | 300288470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398635 | M Richard Tkacz | Rockville Financial, Inc. 1645 Ellington Road South Windsor CT 06074 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-24 | 893 | $12.24 | 1,593 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-24 | 500 | $12.25 | 2,093 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-06-24 | 200 | $12.20 | 2,293 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 700 | Direct | |
| Common Stock | 800 | Indirect | Held by Wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $11.98 | 2008-02-20 | 2018-02-20 | 3,500 | 3,500 | Direct |
| Common Stock | Stock Options | $9.24 | 2009-03-16 | 2019-03-16 | 3,500 | 3,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-02-20 | 3,500 | 3,500 | Direct |
| 2019-03-16 | 3,500 | 3,500 | Direct |
Footnotes
- Total beneficial ownership is 3,093 shares.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
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