Filing Details
- Accession Number:
- 0001209191-10-035585
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-06-24 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-24
- Accepted Time:
- 2010-06-24 16:31:08
- Original Submission Date:
- 2010-06-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
80420 | Powell Industries Inc | POWL | Switchgear & Switchboard Apparatus (3613) | 880106100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219199 | W Thomas Powell | Po Box 12818 Houston TX 77217 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-21 | 13,938 | $27.98 | 763,811 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 120,345 | $0.00 | 643,466 | No | 4 | G | Direct | |
Common Stock | Disposition | 2010-06-22 | 28,562 | $27.64 | 614,904 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,798,628 | Indirect | Held in TWP Holdings |
Common Stock | 818 | Indirect | Held in 401K |
Common Stock | 26,605 | Indirect | Held in TWP Trust |
Common Stock | 3,815 | Indirect | ESOP Shares |
Footnotes
- The price reported in Column 4 is a weighted average price; shares were sold in multiple transactions. Reporting range is $27.90 - $28.10, inclusive. Reporting person, upon request, will provide Powell Industries, Inc. or the staff of the Securities & Exchange Commission full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2.
- Includes 3,000 shares of restricted stock that have time-based vesting provisions.
- Mr. Powell transferred shares from TWP Trust, disclosed in previous filing, to direct ownership and subsequently distributed the shares as a gift pursuant to TWP Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.58 - $28.08, inclusive.