Filing Details
- Accession Number:
- 0001181431-10-024412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-04 13:00:00
- Reporting Period:
- 2010-05-03
- Filing Date:
- 2010-05-04
- Accepted Time:
- 2010-05-04 21:59:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1355774 | Jr F John Schaefer | C/O Alaska Air Group Inc 19300 International Blvd Seattle WA 98188 | Vp/Finance And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-03 | 2,520 | $27.49 | 2,520 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-03 | 1,146 | $17.88 | 3,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-03 | 1,690 | $27.56 | 5,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-03 | 5,356 | $45.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-05-03 | 2,520 | $0.00 | 2,520 | $27.49 |
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-05-03 | 1,146 | $0.00 | 1,146 | $17.88 |
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-05-03 | 1,690 | $0.00 | 1,690 | $27.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,520 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 3,439 | 2009-06-12 | 2018-06-12 | No | 4 | M | Direct |
| 5,070 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,980 | Direct | |
| Common Stock | 707 | Indirect | ESOP TRUST |
| Common Stock | 1,646 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
- THE OPTIONS VESTED IN TWO INSTALLMENTS ON 02/08/09 AND 02/08/10; REMAINING OPTIONS WILL CONTINUE TO VEST IN EQUAL INSTALLMENTS ON 02/08/11 AND 02/08/12
- REMAINING OPTIONS WILL CONTINUE TO VEST IN EQUAL INSTALLMENTS ON 06/12/10, 06/12/11 AND 06/12/12.
- REMAINING OPTIONS WILL CONTINUE TO VEST IN EQUAL INSTALLMENTS ON 01/29/11, 01/29/12 AND 01/29/13.
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