Filing Details

Accession Number:
0001209191-10-025203
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-04 13:00:00
Reporting Period:
2010-04-30
Filing Date:
2010-05-04
Accepted Time:
2010-05-04 18:28:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213138 V Peter Sperling 4025 S. Riverpoint Pkwy
Phoenix AZ 85040
Vice Chrmn Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-04-30 14,247 $57.44 5,241,278 No 4 S Direct
Class A Common Stock Disposition 2010-04-30 12,624 $58.11 5,228,654 No 4 S Direct
Class A Common Stock Acquisiton 2010-04-30 22,500 $6.50 5,251,154 No 4 M Direct
Class A Common Stock Disposition 2010-04-30 22,500 $57.82 5,228,654 No 4 S Direct
Class A Common Stock Acquisiton 2010-04-30 8,200 $6.50 5,236,854 No 4 M Direct
Class A Common Stock Disposition 2010-04-30 8,200 $58.20 5,228,654 No 4 S Direct
Class A Common Stock Acquisiton 2010-04-30 56,250 $14.84 5,284,904 No 4 M Direct
Class A Common Stock Disposition 2010-04-30 56,250 $58.20 5,228,654 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-04-30 22,500 $0.00 22,500 $6.50
Class A Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-04-30 8,200 $0.00 8,200 $6.50
Class A Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-04-30 56,250 $0.00 56,250 $14.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,200 2010-09-27 No 4 M Direct
0 2010-09-27 No 4 M Direct
0 2010-12-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,357,339 Indirect John Sperling 1994 Irrevocable Trust
Class A Common Stock 551,156 Indirect Peter V. Sperling Revocable Trust
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $57.43 to a high of $57.45. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. Includes (i) 2,432 shares of the Issuer's Class A common stock subject to restricted stock units (RSUs) granted July 2, 2009 and (ii) 3,978 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 2,432 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments on each of the August 31, 2010, July 2, 2011, July 2, 2012 and July 2, 2013 vesting dates. (footnote continued below)
  3. (continued from Note 2 above). The 3,978 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) as follows: two-thirds of the RSUs upon the Reporting Person's continuation in service with the Issuer through August 31, 2010, and the balance upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
  4. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $58.07 to a high of $58.15. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  5. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $57.73 to a high of $57.96. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  6. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $58.00 to a high of $58.48. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  7. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
  8. By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995.
  9. The option vested and became fully exerciseable on August 27, 2004.
  10. The option became vested and exerciseable with respect to 50% of the underlying shares on an accelerated basis on August 31, 2001 and became vested and exerciseable with respect to the balance of the shares on an accelerated basis on August 31, 2002.