Filing Details
- Accession Number:
- 0001179110-10-008578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 18:02:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362520 | Arlene Morris | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-11 | 30,081 | $0.80 | 30,081 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-11 | 29,581 | $25.00 | 500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-11 | 400 | $25.01 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-11 | 100 | $25.02 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 6,060 | $0.80 | 6,060 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 103,248 | $4.36 | 109,308 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-12 | 28,400 | $26.05 | 80,908 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 80,908 | $25.40 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-13 | 41,021 | $4.36 | 41,021 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-13 | 41,021 | $25.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-11 | 30,081 | $0.00 | 30,081 | $0.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-12 | 6,060 | $0.00 | 6,060 | $0.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-12 | 103,248 | $0.00 | 103,248 | $4.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-13 | 41,021 | $0.00 | 41,021 | $4.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,060 | 2014-12-14 | No | 4 | M | Direct | |
| 0 | 2014-12-14 | No | 4 | M | Direct | |
| 44,316 | 2016-02-09 | No | 4 | M | Direct | |
| 3,295 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was pursuant to 10b5-1 Plans.
- The shares subject to the option are exercisable upon grant. The shares vest monthly over 4 years.
- The shares were sold at prices between $26.00 and $26.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices between $25.00 and $25.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices between $25.00 and $25.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
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