Filing Details
- Accession Number:
- 0001002225-10-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-14
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 19:03:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195460 | Stephanie Dimarco | 600 Townsend Street San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-14 | 367 | $43.50 | 1,635 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-05-14 | 634 | $0.00 | 1,001 | No | 4 | Z | Direct | |
Common Stock | Acquisiton | 2010-05-14 | 634 | $0.00 | 1,497,718 | No | 4 | Z | Indirect | by Living Trust |
Common Stock | Disposition | 2010-05-17 | 20,000 | $43.41 | 1,477,718 | No | 4 | S | Indirect | by Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | Z | Direct | |
No | 4 | Z | Indirect | by Living Trust |
No | 4 | S | Indirect | by Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 154,827 | Indirect | by CRT Trust |
Common Stock | 2,552 | Indirect | by Pauline Trust |
Footnotes
- Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
- Transfer of shares from directly held to indirectly held in Trust
- Sale pursuant to 10b5-1 plan dated September 14, 2009