Filing Details
- Accession Number:
- 0001001250-10-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 16:46:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008082 | P William Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Executive Chairman | Yes | Yes | Yes | No |
1008088 | M Gary Lauder | 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
1260297 | Lauder Gary Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes | |
1260298 | Lauder William Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-05-17 | 3,300 | $60.73 | 1,157,213 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-17 | 1,700 | $61.44 | 1,155,513 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-18 | 2,400 | $60.67 | 1,153,113 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-18 | 2,200 | $61.49 | 1,150,913 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-18 | 400 | $62.39 | 1,150,513 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-17 | 13,000 | $60.73 | 921,331 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-17 | 7,000 | $61.42 | 914,331 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-18 | 8,800 | $60.65 | 905,531 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-18 | 9,600 | $61.47 | 895,931 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-18 | 1,600 | $62.40 | 894,331 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 58,811 | Direct | |
Class A Common Stock | 5,234 | Indirect | by children of WPL |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 634,152 | 634,152 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,262,800 | 3,262,800 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 22,870 | 22,870 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
634,152 | 634,152 | Direct | |
3,262,800 | 3,262,800 | Direct | |
22,870 | 22,870 | Indirect |
Footnotes
- 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
- Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
- GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
- WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- Owned by WPL directly.
- Owned by WPL indirectly, in custody for his children.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Sales prices range from $60.09 to $61.07 per share, inclusive.
- Sales prices range from $60.14 to $61.06 per share, inclusive.
- Sales prices range from $60.17 to $61.15 per share, inclusive.
- Sales prices range from $60.18 to $61.16 per share, inclusive.
- Sales prices range from $61.10 to $62.08 per share, inclusive.
- Sales prices range from $61.16 to $61.88 per share, inclusive.
- Sales prices range from $61.18 to $61.79 per share, inclusive.
- Sales prices range from $61.21 to $61.71 per share, inclusive.
- Sales prices range from $62.17 to $62.54 per share, inclusive.
- Sales prices range from $62.25 to $62.52 per share, inclusive.