Filing Details
- Accession Number:
- 0001179110-10-008943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 16:59:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362520 | Arlene Morris | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-17 | 1,066 | $4.36 | 1,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-17 | 966 | $25.00 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $25.01 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-18 | 2,229 | $4.36 | 2,229 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-18 | 26,666 | $10.99 | 28,895 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-18 | 22,935 | $4.36 | 51,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-18 | 51,830 | $25.06 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-17 | 1,066 | $0.00 | 1,066 | $4.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-18 | 2,229 | $0.00 | 2,229 | $4.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-18 | 26,666 | $0.00 | 26,666 | $10.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-18 | 22,935 | $0.00 | 22,935 | $4.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,229 | 2016-02-09 | No | 4 | M | Direct | |
| 0 | 2016-02-09 | No | 4 | M | Direct | |
| 53,334 | 2019-01-14 | No | 4 | M | Direct | |
| 0 | 2016-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was pursuant to a 10b5-1 Plan.
- The shares subject to the option are exercisable upon grant. The shares vest monthly over 4 years.
- The shares were sold at prices between $25.00 and $25.22. The reporting person will provide upon request to the SEC, teh issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2009.
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