Filing Details
- Accession Number:
- 0001140361-10-023286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-27 13:00:00
- Reporting Period:
- 2010-05-25
- Filing Date:
- 2010-05-27
- Accepted Time:
- 2010-05-27 16:02:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069996 | 21St Century Holding Co | TCHC | Fire, Marine & Casualty Insurance (6331) | 650248866 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188652 | Bruce Simberg | 3661 West Oakland Park Blvd Suite 300 Lauderdale Lakes FL 33311 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-25 | 400 | $3.60 | 199,399 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-25 | 4,200 | $3.75 | 203,599 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-25 | 2,100 | $3.75 | 205,699 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-26 | 2,000 | $3.75 | 207,699 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-26 | 2,000 | $3.78 | 209,699 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-26 | 200 | $3.79 | 209,899 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $15.79 | 2006-12-05 | 2011-12-05 | 10,000 | 10,000 | Direct |
| Common Stock | Options | $13.17 | 2008-12-06 | 2013-12-06 | 500 | 500 | Direct |
| Common Stock | Options | $12.58 | 2009-01-30 | 2014-01-30 | 4,500 | 4,500 | Direct |
| Common Stock | Options | $4.73 | 2010-01-02 | 2019-01-02 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-05 | 10,000 | 10,000 | Direct |
| 2013-12-06 | 500 | 500 | Direct |
| 2014-01-30 | 4,500 | 4,500 | Direct |
| 2019-01-02 | 25,000 | 25,000 | Direct |
Footnotes
- The options vest 20% per year.
- The options vest 33 1/3% per year.
Billionaire Hedge Funds
