Filing Details
- Accession Number:
- 0001242095-10-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 12:23:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1364034 | Bernard Baert | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp, President Europe And Intl | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-11 | 12,400 | $8.94 | 48,166 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 10,464 | $10.60 | 37,702 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 37,500 | $6.51 | 75,202 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 23,042 | $10.60 | 52,160 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 53,100 | $6.59 | 105,260 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 33,003 | $10.60 | 72,257 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 20,800 | $6.77 | 93,057 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 13,281 | $10.60 | 79,776 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 12,833 | $1.43 | 92,609 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 1,701 | $10.79 | 90,908 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-05-11 | 14,766 | $10.70 | 76,142 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2010-05-11 | 12,833 | $0.00 | 12,833 | $1.43 |
Common Stock | Stock Appreciation Right | Disposition | 2010-05-11 | 37,500 | $0.00 | 37,500 | $6.51 |
Common Stock | Stock Appreciation Right | Disposition | 2010-05-11 | 53,100 | $0.00 | 53,100 | $6.59 |
Common Stock | Stock Appreciation Right | Disposition | 2010-05-11 | 20,800 | $0.00 | 20,800 | $6.77 |
Common Stock | Stock Appreciation Right | Disposition | 2010-05-11 | 12,400 | $0.00 | 12,400 | $8.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,667 | 2016-03-04 | No | 4 | M | Direct | |
0 | 2013-01-04 | No | 4 | M | Direct | |
0 | 2014-03-07 | No | 4 | M | Direct | |
10,400 | 2015-03-05 | No | 4 | M | Direct | |
6,200 | 2012-01-05 | No | 4 | M | Direct |
Footnotes
- SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
- SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.50 per share; an additional 1/3 vests at a market price of $8.50 per share; and the remaining 1/3 vests at a market price of $10.00 per share; provided, however, that no vesting will occur sooner than one year from the grant date of January 4, 2006.
- SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.24 per share; an additional 1/3 vests at a market price of $7.90 per share; and the remaining 1/3 vests at a market price of $8.56 per share; provided, however, that no vesting will occur sooner than one year from the grant date of March 8, 2007.
- The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.
- SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vest at a market price of $9.84 per share; an additional 1/3 vests at a market price of $10.73 per share; and the remaining 1/3 vests at a market price of $11.63 per share.