Filing Details
- Accession Number:
- 0001127602-10-013284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-05 13:00:00
- Reporting Period:
- 2010-05-03
- Filing Date:
- 2010-05-05
- Accepted Time:
- 2010-05-05 18:52:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450940 | Troy Alstead | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Evp, Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-03 | 60,624 | $27.06 | 60,224 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-03 | 52,000 | $10.09 | 112,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-03 | 52,000 | $27.11 | 60,224 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-05-03 | 70,000 | $11.20 | 130,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-03 | 70,000 | $27.10 | 60,224 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-05-03 | 52,000 | $0.00 | 52,000 | $10.09 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-05-03 | 70,000 | $0.00 | 70,000 | $11.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-10-02 | No | 4 | M | Direct | |
| 0 | 2011-01-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $27.04 to $27.085. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Includes 550 shares purchased on March 31, 2010, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
- The option became exercisable in four increments of 13,000 shares each on October 2 of 2001, 2002, 2003 and 2004.
- The option became exercisable in one increment of 23,336 shares on January 16, 2002 and two increments of 23,332 shares each on January 16 of 2003 and 2004.
Billionaire Hedge Funds
