Filing Details
- Accession Number:
- 0001209191-10-028332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 18:01:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911635 | Associated Estates Realty Corp | AEC | Real Estate Investment Trusts (6798) | 341747603 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244946 | A Martin Fishman | 1 Aec Parkway Richmond Heights OH 44143 | Vp, Secretary& General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Acquisiton | 2010-05-13 | 25,047 | $8.06 | 148,662 | No | 4 | M | Direct | |
Common Shares, Without Par Value | Acquisiton | 2010-05-13 | 5,919 | $8.69 | 154,581 | No | 4 | M | Direct | |
Common Shares, Without Par Value | Disposition | 2010-05-13 | 30,966 | $13.67 | 123,615 | No | 4 | S | Direct | |
Common Shares, Without Par Value | Acquisiton | 2010-05-14 | 4,836 | $8.69 | 128,451 | No | 4 | M | Direct | |
Common Shares, Without Par Value | Disposition | 2010-05-14 | 4,836 | $13.41 | 123,615 | No | 4 | S | Direct | |
Common Shares, Without Par Value | Acquisiton | 2010-05-17 | 60,996 | $8.69 | 184,611 | No | 4 | M | Direct | |
Common Shares, Without Par Value | Disposition | 2010-05-17 | 60,996 | $13.30 | 123,615 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options | Disposition | 2010-05-13 | 5,919 | $0.00 | 5,919 | $8.69 |
Common Shares | Employee Stock Options | Disposition | 2010-05-14 | 4,836 | $0.00 | 4,836 | $8.69 |
Common Shares | Employee Stock Options | Disposition | 2010-05-17 | 60,996 | $0.00 | 60,996 | $8.69 |
Common Share | Employee Stock Options | Disposition | 2010-05-13 | 25,047 | $0.00 | 25,047 | $8.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
194,081 | 2006-02-28 | 2011-02-28 | No | 4 | M | Direct |
189,245 | 2006-02-28 | 2011-02-28 | No | 4 | M | Direct |
128,249 | 2006-02-28 | 2011-02-28 | No | 4 | M | Direct |
0 | 2001-08-16 | 2010-08-16 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to cashless exercise of stock options.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.60 - $13.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.40 - $13.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.25 - $13.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.