Filing Details

Accession Number:
0001209191-10-028332
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-17 13:00:00
Reporting Period:
2010-05-13
Filing Date:
2010-05-17
Accepted Time:
2010-05-17 18:01:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911635 Associated Estates Realty Corp AEC Real Estate Investment Trusts (6798) 341747603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244946 A Martin Fishman 1 Aec Parkway
Richmond Heights OH 44143
Vp, Secretary& General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Acquisiton 2010-05-13 25,047 $8.06 148,662 No 4 M Direct
Common Shares, Without Par Value Acquisiton 2010-05-13 5,919 $8.69 154,581 No 4 M Direct
Common Shares, Without Par Value Disposition 2010-05-13 30,966 $13.67 123,615 No 4 S Direct
Common Shares, Without Par Value Acquisiton 2010-05-14 4,836 $8.69 128,451 No 4 M Direct
Common Shares, Without Par Value Disposition 2010-05-14 4,836 $13.41 123,615 No 4 S Direct
Common Shares, Without Par Value Acquisiton 2010-05-17 60,996 $8.69 184,611 No 4 M Direct
Common Shares, Without Par Value Disposition 2010-05-17 60,996 $13.30 123,615 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options Disposition 2010-05-13 5,919 $0.00 5,919 $8.69
Common Shares Employee Stock Options Disposition 2010-05-14 4,836 $0.00 4,836 $8.69
Common Shares Employee Stock Options Disposition 2010-05-17 60,996 $0.00 60,996 $8.69
Common Share Employee Stock Options Disposition 2010-05-13 25,047 $0.00 25,047 $8.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
194,081 2006-02-28 2011-02-28 No 4 M Direct
189,245 2006-02-28 2011-02-28 No 4 M Direct
128,249 2006-02-28 2011-02-28 No 4 M Direct
0 2001-08-16 2010-08-16 No 4 M Direct
Footnotes
  1. These shares were sold pursuant to cashless exercise of stock options.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.60 - $13.88. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.40 - $13.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.25 - $13.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.