Filing Details
- Accession Number:
- 0001112679-10-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 19:31:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-17 | 100,000 | $22.95 | 356,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-17 | 100,000 | $39.04 | 256,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-05-17 | 100,000 | $0.00 | 100,000 | $22.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
386,929 | 2010-07-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,231 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 12, 2009
- Shares sold on the Open Market are reported as an average sell price per share of $39.04; breakdown of shares sold and per share sale prices are as follows: 1,200 at $38.44; 2,500 at $38.45; 1,390 at $38.46; 1,555 at $38.47; 1,455 at $38.48; 300 at $38.49; 1,970 at $38.50; 1,800 at $38.51; 100 at $38.52; 130 at $38.53; 300 at $38.54; 200 at $38.55; 500 at $38.57; 400 at $38.58; 400 at $38.59; 2,000 at $38.60; 700 at $38.61; 500 at $38.62; 600 at $38.63; 700 at $38.64; 200 at $38.65; 500 at $38.66; 800 at $38.67; 579 at $38.68; 1,200 at $38.69; 500 at $38.70; 221 at $38.71; 1,100 at $38.72; 500 at $38.73; 1,300 at $38.74; 1,500 at $38.75; 500 at $38.76; 300 at $38.78; 1,100 at $38.79; 300 at $38.80; 200 at $38.81; 2,100 at $38.82; 1,300 at $38.83; 400 at $38.84; 300 at $38.85; 400 at $38.86; 300 at $38.87; 1,000 at $38.88; 600 at $38.89; 700 at $38.90; 500 at $38.91; 600 at $38.92; 1,310 at $38.93; 2,100 at $38.94; 690 at $38.95, additional shares sold continued in footnote (3).
- Shares sold on the Open Market are reported as an average sell price per share of $39.04 (continued); breakdown of shares sold and per share sale prices are as follows: 1,200 at $38.96; 300 at $38.97; 300 at $38.98; 1,000 at $38.99; 400 at $39.00; 1,000 at 39.01; 100 at $39.02; 400 at $39.03; 247 at $39.04; 253 at $39.06; 100 at $39.07; 700 at $39.08; 1,200 at $39.09; 500 at $39.10; 2,400 at $39.11; 500 at $39.12; 1,000 at $39.13; 900 at $39.14; 300 at $39.15; 1,300 at $39.16; 1,247 at $39.17; 453 at $39.18; 1,600 at $39.19; 1,300 at $39.20; 400 at $39.21; 1,100 at $39.22; 700 at $39.23; 2,100 at $39.24; 200 at $39.25; 300 at $39.26; 1,100 at $39.27; 2,000 at $39.28; 600 at $39.29; 800 at $39.30; 1,900 at $39.31; 2,400 at $39.32; 1,000 at $39.33; 2,800 at $39.34; 1,900 at $39.35; 700 at $39.36; 200 at $39.37; 400 at $39.38; 1,200 at $39.39; 200 at $39.40; 2,100 at $39.41; 300 at $39.42, additional shares sold continued in footnote (4).
- Shares sold on the Open Market are reported as an average sell price per share of $39.04 (continued); breakdown of shares sold and per share sale prices are as follows: 2,000 at $39.43; 1,500 at $39.44; 1,700 at $39.45; 700 at $39.46; 1,300 at $39.47; 200 at $39.48; 500 at $39.49; 1,300 at $39.53; 500 at $39.56; 200 at $39.58, 300 at $39.59; 500 at $39.65; 200 at $39.66; 1,600 at $39.67; 300 at $39.70; 700 at $39.71; 100 at 39.72; 100 at $39.73 and 1,400 at $39.74.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted July 5, 2005; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.