Filing Details

Accession Number:
0001112679-10-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-19 13:00:00
Reporting Period:
2010-05-17
Filing Date:
2010-05-19
Accepted Time:
2010-05-19 19:31:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-17 100,000 $22.95 356,250 No 4 M Direct
Common Stock Disposition 2010-05-17 100,000 $39.04 256,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-05-17 100,000 $0.00 100,000 $22.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
386,929 2010-07-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 189,231 Indirect Amoroso Family Trust
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 12, 2009
  2. Shares sold on the Open Market are reported as an average sell price per share of $39.04; breakdown of shares sold and per share sale prices are as follows: 1,200 at $38.44; 2,500 at $38.45; 1,390 at $38.46; 1,555 at $38.47; 1,455 at $38.48; 300 at $38.49; 1,970 at $38.50; 1,800 at $38.51; 100 at $38.52; 130 at $38.53; 300 at $38.54; 200 at $38.55; 500 at $38.57; 400 at $38.58; 400 at $38.59; 2,000 at $38.60; 700 at $38.61; 500 at $38.62; 600 at $38.63; 700 at $38.64; 200 at $38.65; 500 at $38.66; 800 at $38.67; 579 at $38.68; 1,200 at $38.69; 500 at $38.70; 221 at $38.71; 1,100 at $38.72; 500 at $38.73; 1,300 at $38.74; 1,500 at $38.75; 500 at $38.76; 300 at $38.78; 1,100 at $38.79; 300 at $38.80; 200 at $38.81; 2,100 at $38.82; 1,300 at $38.83; 400 at $38.84; 300 at $38.85; 400 at $38.86; 300 at $38.87; 1,000 at $38.88; 600 at $38.89; 700 at $38.90; 500 at $38.91; 600 at $38.92; 1,310 at $38.93; 2,100 at $38.94; 690 at $38.95, additional shares sold continued in footnote (3).
  3. Shares sold on the Open Market are reported as an average sell price per share of $39.04 (continued); breakdown of shares sold and per share sale prices are as follows: 1,200 at $38.96; 300 at $38.97; 300 at $38.98; 1,000 at $38.99; 400 at $39.00; 1,000 at 39.01; 100 at $39.02; 400 at $39.03; 247 at $39.04; 253 at $39.06; 100 at $39.07; 700 at $39.08; 1,200 at $39.09; 500 at $39.10; 2,400 at $39.11; 500 at $39.12; 1,000 at $39.13; 900 at $39.14; 300 at $39.15; 1,300 at $39.16; 1,247 at $39.17; 453 at $39.18; 1,600 at $39.19; 1,300 at $39.20; 400 at $39.21; 1,100 at $39.22; 700 at $39.23; 2,100 at $39.24; 200 at $39.25; 300 at $39.26; 1,100 at $39.27; 2,000 at $39.28; 600 at $39.29; 800 at $39.30; 1,900 at $39.31; 2,400 at $39.32; 1,000 at $39.33; 2,800 at $39.34; 1,900 at $39.35; 700 at $39.36; 200 at $39.37; 400 at $39.38; 1,200 at $39.39; 200 at $39.40; 2,100 at $39.41; 300 at $39.42, additional shares sold continued in footnote (4).
  4. Shares sold on the Open Market are reported as an average sell price per share of $39.04 (continued); breakdown of shares sold and per share sale prices are as follows: 2,000 at $39.43; 1,500 at $39.44; 1,700 at $39.45; 700 at $39.46; 1,300 at $39.47; 200 at $39.48; 500 at $39.49; 1,300 at $39.53; 500 at $39.56; 200 at $39.58, 300 at $39.59; 500 at $39.65; 200 at $39.66; 1,600 at $39.67; 300 at $39.70; 700 at $39.71; 100 at 39.72; 100 at $39.73 and 1,400 at $39.74.
  5. Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
  6. Granted July 5, 2005; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.