Filing Details
- Accession Number:
- 0001209191-10-028652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-18 13:00:00
- Reporting Period:
- 2010-05-14
- Filing Date:
- 2010-05-18
- Accepted Time:
- 2010-05-18 16:51:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911635 | Associated Estates Realty Corp | AEC | Real Estate Investment Trusts (6798) | 341747603 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244945 | T Richard Schwarz | One Aec Parkway Richamond Heights OH 44143 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, Without Par Value | Acquisiton | 2010-05-14 | 1,100 | $10.00 | 82,667 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Disposition | 2010-05-14 | 1,100 | $13.50 | 81,567 | No | 4 | S | Direct | |
| Common Shares, Without Par Value | Acquisiton | 2010-05-18 | 3,900 | $10.00 | 85,467 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Disposition | 2010-05-18 | 3,900 | $13.21 | 81,567 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option | Disposition | 2010-05-14 | 1,100 | $0.00 | 1,100 | $10.00 |
| Common Share | Employee Stock Options | Disposition | 2010-05-18 | 3,900 | $0.00 | 3,900 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,900 | 2001-05-15 | 2010-05-15 | No | 4 | M | Direct |
| 0 | 2001-05-15 | 2010-05-15 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to cashless exercise of stock options.
Billionaire Hedge Funds
