Filing Details

Accession Number:
0000009984-10-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-17 13:00:00
Reporting Period:
2010-05-14
Filing Date:
2010-05-17
Accepted Time:
2010-05-17 13:46:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007661 O Thomas Barnes Barnes Group Inc.
123 Main Street
Bristol CT 06011-0489
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-10 6,000 $0.00 300,196 No 5 G Indirect Trust #CF-2078
Common Stock Acquisiton 2010-03-10 750 $0.00 0 No 5 G Direct
Common Stock Acquisiton 2010-05-14 10,000 $9.11 0 No 4 M Direct
Common Stock Disposition 2010-05-14 10,000 $20.63 207,691 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Trust #CF-2078
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stk Option-Right to Buy Disposition 2010-05-14 10,000 $0.00 10,000 $9.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,604 Indirect By 401(k) Plan
Common Stock 3,889 Indirect By my wife
Common Stock 39,356 Indirect Trust #42-01-100-8546568
Common Stock 418,768 Indirect Trust #42-01-100-8546559
Common Stock 76,470 Indirect Trust #42-01-100-8550714
Common Stock 161,652 Indirect Trust #42-01-100-8550720
Common Stock 487,540 Indirect Trust #42-01-100-8550719
Common Stock 414,756 Indirect Trust #42-01-100-8546558
Common Stock 84,432 Indirect Trust #42-01-100-8550713
Common Stock 177,409 Indirect Trust #CF2363
Common Stock 888,352 Indirect Trust #CF5046
Common Stock 428,136 Indirect Trust #CF5048
Footnotes
  1. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
  2. Gift from H.F. Barnes Trust No. CF2078 of 750 shares each to 8 recipients, including Reporting Person, for total of 6,000 shares.
  3. Includes a balance of 2947 Restricted Stock Units granted 2/10/09 and 4913 granted 2/8/10 that are subject to forfeiture if certain events occur.
  4. The options fully vested on 2/6/2004.
  5. 1 for 1.