Filing Details
- Accession Number:
- 0000009984-10-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-14
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 13:46:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06011-0489 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-10 | 6,000 | $0.00 | 300,196 | No | 5 | G | Indirect | Trust #CF-2078 |
Common Stock | Acquisiton | 2010-03-10 | 750 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2010-05-14 | 10,000 | $9.11 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-14 | 10,000 | $20.63 | 207,691 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Trust #CF-2078 |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stk Option-Right to Buy | Disposition | 2010-05-14 | 10,000 | $0.00 | 10,000 | $9.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,604 | Indirect | By 401(k) Plan |
Common Stock | 3,889 | Indirect | By my wife |
Common Stock | 39,356 | Indirect | Trust #42-01-100-8546568 |
Common Stock | 418,768 | Indirect | Trust #42-01-100-8546559 |
Common Stock | 76,470 | Indirect | Trust #42-01-100-8550714 |
Common Stock | 161,652 | Indirect | Trust #42-01-100-8550720 |
Common Stock | 487,540 | Indirect | Trust #42-01-100-8550719 |
Common Stock | 414,756 | Indirect | Trust #42-01-100-8546558 |
Common Stock | 84,432 | Indirect | Trust #42-01-100-8550713 |
Common Stock | 177,409 | Indirect | Trust #CF2363 |
Common Stock | 888,352 | Indirect | Trust #CF5046 |
Common Stock | 428,136 | Indirect | Trust #CF5048 |
Footnotes
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- Gift from H.F. Barnes Trust No. CF2078 of 750 shares each to 8 recipients, including Reporting Person, for total of 6,000 shares.
- Includes a balance of 2947 Restricted Stock Units granted 2/10/09 and 4913 granted 2/8/10 that are subject to forfeiture if certain events occur.
- The options fully vested on 2/6/2004.
- 1 for 1.