Filing Details
- Accession Number:
- 0001001250-10-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-11 13:00:00
- Reporting Period:
- 2010-05-07
- Filing Date:
- 2010-05-11
- Accepted Time:
- 2010-05-11 16:41:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008082 | P William Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Executive Chairman | Yes | Yes | Yes | No |
1008088 | M Gary Lauder | 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
1260297 | Lauder Gary Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes | |
1260298 | Lauder William Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-05-07 | 2,500 | $58.59 | 1,201,346 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 7,900 | $59.85 | 1,193,446 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 500 | $60.16 | 1,192,946 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-10 | 7,833 | $61.54 | 1,185,113 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-10 | 4,600 | $62.58 | 1,180,513 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 10,100 | $58.59 | 1,044,231 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 9,500 | $59.53 | 1,034,731 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 400 | $60.21 | 1,034,331 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-10 | 1,600 | $61.87 | 1,032,731 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-10 | 18,400 | $62.59 | 1,014,331 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-05-07 | 10,000 | $43.69 | 68,811 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 5,000 | $58.57 | 63,811 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 4,800 | $59.51 | 59,011 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-07 | 200 | $60.18 | 58,811 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2010-05-10 | 10,000 | $43.69 | 68,811 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-05-10 | 300 | $61.36 | 68,511 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-10 | 9,700 | $62.56 | 58,811 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2010-05-07 | 10,000 | $0.00 | 10,000 | $43.69 |
Class A Common Stock | Option (right to buy) | Disposition | 2010-05-10 | 10,000 | $0.00 | 10,000 | $43.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2010-08-16 | No | 4 | M | Direct | |
40,000 | 2010-08-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 5,234 | Indirect | by children of WPL |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 634,152 | 634,152 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,262,800 | 3,262,800 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 22,870 | 22,870 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
634,152 | 634,152 | Direct | |
3,262,800 | 3,262,800 | Direct | |
22,870 | 22,870 | Indirect |
Footnotes
- 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
- Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
- GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
- WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- Owned by WPL directly.
- WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- Owned by WPL indirectly, in custody for his children.
- 33,000 shares exercisable from and after January 1, 2003; 33,000 shares exercisable from and after January 1, 2004; 34,000 shares exercisable from and after January 1, 2005.
- Not applicable.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Sales prices range from $58.06 to $59.02 per share, inclusive.
- Sales prices range from $59.07 to $60.05 per share, inclusive.
- Sales prices range from $60.07 to $60.44 per share, inclusive.
- Sales prices range from $61.23 to $62.21 per share, inclusive.
- Sales prices range from $62.26 to $62.86 per share, inclusive.
- Sales prices range from $58.08 to $59.06 per share, inclusive.
- Sales prices range from $59.08 to $60.06 per share, inclusive.
- Sales prices range from $60.11 to $60.37 per share, inclusive.
- Sales prices range from $61.23 to $62.22 per share, inclusive.
- Sales prices range from $62.21 to $62.94 per share, inclusive.
- Sales prices range from $58.06 to $59.03 per share, inclusive.
- Sales prices range from $59.07 to $60.02 per share, inclusive.
- Sales prices range from $60.12 to $60.24 per share, inclusive.
- Sales prices range from $60.96 to $61.90 per share, inclusive.
- Sales prices range from $62.00 to $62.95 per share, inclusive.