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Filing Details

Accession Number:: 0001104659-10-026519
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-05-06 13:00:00
Reporting Period:: 2010-05-04

Filing Date:: 2010-05-06
Accepted Time:: 2010-05-06 19:07:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1407450	Convio Inc.	CNVO	Services-Prepackaged Software (7372)	742935609

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1095987	Austin Ventures Vi Affiliates Fund Lp	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1100651	C Jeffery Garvey	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1106074	Av Partners Vi Lp	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1106260	P L Vi Ventures Austin	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1232296	C Joseph Aragona	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1250010	P Kenneth Deangelis	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1252914	D John Thornton	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No
1254928	F Blaine Wesner	Austin Ventures, 300 West 6Th Street Suite 2300 Austin TX 78701	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series P Common Stock	Disposition	2010-05-04	1,058,923	$0.00	0	No	4	J	Indirect	By Austin Ventures, VI, L.P.
Common Stock	Acquisiton	2010-05-04	1,058,923	$0.00	1,058,923	No	4	J	Indirect	By Austin Ventures VI, L.P.
Common Stock	Acquisiton	2010-05-04	816,212	$0.00	1,875,135	No	4	C	Indirect	By Austin Ventures VI, L.P.
Common Stock	Acquisiton	2010-05-04	54,692	$0.00	1,929,827	No	4	C	Indirect	By Austin Ventures VI, L.P.
Common Stock	Disposition	2010-05-04	559,650	$8.37	1,370,177	No	4	S	Indirect	By Austin Ventures VI, L.P.
Series P Common Stock	Disposition	2010-05-04	29,781	$0.00	0	No	4	J	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
Common Stock	Acquisiton	2010-05-04	29,781	$0.00	29,781	No	4	J	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
Common Stock	Acquisiton	2010-05-04	22,955	$0.00	52,736	No	4	C	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
Common Stock	Acquisiton	2010-05-04	1,537	$0.00	54,273	No	4	C	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
Common Stock	Disposition	2010-05-04	15,739	$8.37	38,534	No	4	S	Indirect	By Austin Ventures VI Affiliates Fund, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Austin Ventures, VI, L.P.
No	4	J	Indirect	By Austin Ventures VI, L.P.
No	4	C	Indirect	By Austin Ventures VI, L.P.
No	4	C	Indirect	By Austin Ventures VI, L.P.
No	4	S	Indirect	By Austin Ventures VI, L.P.
No	4	J	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
No	4	J	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
No	4	C	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
No	4	C	Indirect	By Austin Ventures VI Affiliates Fund, L.P.
No	4	S	Indirect	By Austin Ventures VI Affiliates Fund, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2010-05-04	816,212	$0.00	816,212	$0.00
Common Stock	Series C Preferred Stock	Disposition	2010-05-04	54,692	$0.00	54,692	$0.00
Common Stock	Series A Preferred Stock	Disposition	2010-05-04	22,955	$0.00	22,955	$0.00
Common Stock	Series C Preferred Stock	Disposition	2010-05-04	1,537	$0.00	1,537	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Reflects the automatic conversion of Convio, Inc.'s Series P Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
Shares are held directly by Austin Ventures VI, L.P. ("AV VI"). AV Partners VI, L.P. ("AVP VI") is the general partner of AV VI and may be deemed to have sole voting and dispositive power over the shares held by AV VI. Joseph C. Aragona, Kenneth P. DeAngelis, Jeffery C. Garvey, John D. Thornton and Blaine F. Wesner are the general partners of AVP VI and may be deemed to share voting and dispositive power over the shares held by AV VI. Such persons and entities disclaim beneficial ownership of shares held by AV VI except to the extent of any pecuniary interest therein.
Shares are held directly by Austin Ventures VI Affiliates Fund, L.P. ("AV VI Affiliates"). AV Partners VI, L.P. ("AVP VI") is the general partner of AV VI Affiliates and may be deemed to have sole voting and dispositive power over the shares held by AV VI Affiliates. Joseph C. Aragona, Kenneth P. DeAngelis, Jeffery C. Garvey, John D. Thornton and Blaine F. Wesner are the general partners of AVP VI and may be deemed to share voting and dispositive power over the shares held by AV VI Affiliates. Such persons and entities disclaim beneficial ownership of shares held by AV VI Affiliates except to the extent of any pecuniary interest therein.
Reflects the automatic conversion of Convio, Inc.'s Series A Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
Reflects the automatic conversion of Convio, Inc.'s Series C Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
These shares were immediately exercisable.
These shares had no expiration date.