Filing Details
- Accession Number:
- 0001181431-10-028057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2009-06-02
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 18:52:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1295762 | Wright Douglas Broyles | 1875 Charleston Rd. Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-06-02 | 2,662 | $36.15 | 3,000 | No | 4 | S | Indirect | See footnote 1 |
| Common Stock | Disposition | 2010-05-17 | 6,000 | $28.21 | 0 | No | 4 | S | Indirect | See footnote 1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote 1 |
| No | 4 | S | Indirect | See footnote 1 |
Footnotes
- Shares sold by Huntington Technology Fund, L.P. ("Huntington") or which Mr. Broyles is a general Partner. Mr. Broyles disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, Huntington received 3,000 shares of common stock of NetLogic Microsystems, Inc. on March 19, 2010.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $28.19 to $28.23. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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