Filing Details
- Accession Number:
- 0001140361-10-021436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-14 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-14
- Accepted Time:
- 2010-05-14 16:58:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 82811 | Regal Beloit Corp | RBC | Motors & Generators (3621) | 390875718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297197 | Alan David Barta | 200 State Street Beloit WI 53511 | Vice President Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-12 | 10,000 | $42.28 | 30,039 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 15,000 | $48.05 | 45,039 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 20,000 | $36.36 | 65,039 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-12 | 10,000 | $29.75 | 75,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-12 | 21,408 | $64.94 | 53,631 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 17,595 | $64.99 | 36,036 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Acquisiton | 2010-05-12 | 10,000 | $0.00 | 10,000 | $42.28 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2010-05-12 | 10,000 | $0.00 | 10,000 | $29.75 |
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2010-05-12 | 20,000 | $0.00 | 20,000 | $36.36 |
| Common Stock | Stock Appreciation Rights | Acquisiton | 2010-05-12 | 15,000 | $0.00 | 15,000 | $48.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2010-05-02 | 2018-05-02 | No | 4 | M | Direct |
| 0 | 2005-01-21 | 2015-01-21 | No | 4 | M | Direct |
| 5,000 | 2008-01-27 | 2016-01-27 | No | 4 | M | Direct |
| 10,000 | 2009-02-06 | 2017-02-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $42.65 | 2011-05-08 | 2019-05-08 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-08 | 25,000 | 25,000 | Direct |
Footnotes
- Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and becoome exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary.
- Full vested stock options.
- The Price in Column 4 is a weighted average price. The prices actually received ranged from $64.77 to $65.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transaction reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
