Filing Details
- Accession Number:
- 0001001250-10-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-21 13:00:00
- Reporting Period:
- 2010-05-19
- Filing Date:
- 2010-05-21
- Accepted Time:
- 2010-05-21 16:50:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008082 | P William Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Executive Chairman | Yes | Yes | Yes | No |
| 1008088 | M Gary Lauder | 767 Fifth Avenue New York NY 10153 | No | No | Yes | No | |
| 1260297 | Lauder Gary Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes | |
| 1260298 | Lauder William Fbo Trust Remainder Grat 1992 | 767 Fifth Avenue New York NY 10153 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2010-05-19 | 4,300 | $59.82 | 1,146,213 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-19 | 700 | $60.27 | 1,145,513 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-20 | 5,000 | $58.50 | 1,140,513 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-19 | 8,700 | $59.83 | 885,631 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-19 | 1,300 | $60.31 | 884,331 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 58,811 | Direct | |
| Class A Common Stock | 5,234 | Indirect | by children of WPL |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 634,152 | 634,152 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,262,800 | 3,262,800 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 22,870 | 22,870 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 634,152 | 634,152 | Direct | |
| 3,262,800 | 3,262,800 | Direct | |
| 22,870 | 22,870 | Indirect |
Footnotes
- 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
- Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
- GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
- Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
- WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- Owned by WPL directly.
- Owned by WPL indirectly, in custody for his children.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Sales prices range from $58.01 to $58.98 per share, inclusive.
- Sales prices range from $59.20 to $60.19 per share, inclusive.
- Sales prices range from $59.22 to $60.21 per share, inclusive.
- Sales prices range from $60.20 to $60.38 per share, inclusive.
- Sales prices range from $60.22 to $60.40 per share, inclusive.
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