Filing Details
- Accession Number:
- 0001104659-10-026528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-06 13:00:00
- Reporting Period:
- 2010-05-04
- Filing Date:
- 2010-05-06
- Accepted Time:
- 2010-05-06 19:18:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407450 | Convio Inc. | CNVO | Services-Prepackaged Software (7372) | 742935609 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490127 | K. Vinay Bhagat | 11501 Domain Drive Suite 200 Austin TX 78758 | Chief Strategy Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series P Common Stock | Disposition | 2010-05-04 | 193,600 | $0.00 | 149,600 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-05-04 | 193,600 | $0.00 | 193,600 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-05-04 | 149,600 | $8.37 | 149,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series P Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-04 | 133,121 | $0.00 | 133,121 | $0.85 |
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-05-04 | 133,121 | $0.00 | 133,121 | $0.85 |
Series P Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-04 | 56,320 | $0.00 | 56,320 | $1.14 |
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-05-04 | 56,320 | $0.00 | 56,320 | $1.14 |
Series P Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-04 | 95,744 | $0.00 | 95,744 | $1.14 |
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-05-04 | 95,744 | $0.00 | 95,744 | $1.14 |
Series P Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-04 | 26,400 | $0.00 | 26,400 | $1.99 |
Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-05-04 | 26,400 | $0.00 | 26,400 | $1.99 |
Series P Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-04 | 28,160 | $0.00 | 28,160 | $4.57 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-05-04 | 28,160 | $0.00 | 28,160 | $4.57 |
Series P Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-04 | 17,600 | $0.00 | 17,600 | $8.75 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-05-04 | 17,600 | $0.00 | 17,600 | $8.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-08-14 | No | 4 | D | Direct | |
133,121 | 2013-08-14 | No | 4 | A | Direct | |
0 | 2014-08-03 | No | 4 | D | Direct | |
56,320 | 2014-08-03 | No | 4 | A | Direct | |
0 | 2015-06-02 | No | 4 | D | Direct | |
95,744 | 2015-06-02 | No | 4 | A | Direct | |
0 | 2016-07-26 | No | 4 | D | Direct | |
26,400 | 2016-07-26 | No | 4 | A | Direct | |
0 | 2016-03-15 | No | 4 | D | Direct | |
28,160 | 2016-03-15 | No | 4 | A | Direct | |
0 | 2017-02-03 | No | 4 | D | Direct | |
17,600 | 2017-02-03 | No | 4 | A | Direct |
Footnotes
- Reflects the automatic conversion of Convio, Inc.'s Series P Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
- Reflects the automatic conversion of the underlying security, Convio, Inc.'s Series P Common Stock, into shares of Common Stock on a one-for-one basis of the derivative security, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan. 13,493 of the options are fully vested and exercisable. The remaining options vest monthly and will be fully vested on 5/1/12.
- The option was granted under Convio, Inc.'s 2009 Stock Incentive Plan. 4,400 of the options vest on 2/4/11. The remaining options vest monthly thereafter and will be fully vested on 2/4/14.