Filing Details

Accession Number:
0001104659-10-026528
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-06 13:00:00
Reporting Period:
2010-05-04
Filing Date:
2010-05-06
Accepted Time:
2010-05-06 19:18:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407450 Convio Inc. CNVO Services-Prepackaged Software (7372) 742935609
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490127 K. Vinay Bhagat 11501 Domain Drive
Suite 200
Austin TX 78758
Chief Strategy Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series P Common Stock Disposition 2010-05-04 193,600 $0.00 149,600 No 4 D Direct
Common Stock Acquisiton 2010-05-04 193,600 $0.00 193,600 No 4 A Direct
Common Stock Disposition 2010-05-04 149,600 $8.37 149,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series P Common Stock Incentive Stock Option (right to buy) Disposition 2010-05-04 133,121 $0.00 133,121 $0.85
Common Stock Incentive Stock Option (right to buy) Acquisiton 2010-05-04 133,121 $0.00 133,121 $0.85
Series P Common Stock Incentive Stock Option (right to buy) Disposition 2010-05-04 56,320 $0.00 56,320 $1.14
Common Stock Incentive Stock Option (right to buy) Acquisiton 2010-05-04 56,320 $0.00 56,320 $1.14
Series P Common Stock Incentive Stock Option (right to buy) Disposition 2010-05-04 95,744 $0.00 95,744 $1.14
Common Stock Incentive Stock Option (right to buy) Acquisiton 2010-05-04 95,744 $0.00 95,744 $1.14
Series P Common Stock Incentive Stock Option (right to buy) Disposition 2010-05-04 26,400 $0.00 26,400 $1.99
Common Stock Incentive Stock Option (right to buy) Acquisiton 2010-05-04 26,400 $0.00 26,400 $1.99
Series P Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-05-04 28,160 $0.00 28,160 $4.57
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2010-05-04 28,160 $0.00 28,160 $4.57
Series P Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-05-04 17,600 $0.00 17,600 $8.75
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2010-05-04 17,600 $0.00 17,600 $8.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-08-14 No 4 D Direct
133,121 2013-08-14 No 4 A Direct
0 2014-08-03 No 4 D Direct
56,320 2014-08-03 No 4 A Direct
0 2015-06-02 No 4 D Direct
95,744 2015-06-02 No 4 A Direct
0 2016-07-26 No 4 D Direct
26,400 2016-07-26 No 4 A Direct
0 2016-03-15 No 4 D Direct
28,160 2016-03-15 No 4 A Direct
0 2017-02-03 No 4 D Direct
17,600 2017-02-03 No 4 A Direct
Footnotes
  1. Reflects the automatic conversion of Convio, Inc.'s Series P Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  2. The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
  3. Reflects the automatic conversion of the underlying security, Convio, Inc.'s Series P Common Stock, into shares of Common Stock on a one-for-one basis of the derivative security, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
  4. The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan. 13,493 of the options are fully vested and exercisable. The remaining options vest monthly and will be fully vested on 5/1/12.
  5. The option was granted under Convio, Inc.'s 2009 Stock Incentive Plan. 4,400 of the options vest on 2/4/11. The remaining options vest monthly thereafter and will be fully vested on 2/4/14.