Filing Details
- Accession Number:
- 0001181431-10-026545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 15:37:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1406666 | Calix Inc | CALX | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211436 | J Donald Listwin | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-11 | 60,000 | $10.15 | 407,464 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-12 | 40,000 | $10.41 | 447,464 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.0400 to $10.1985, inclusive. Full information on the number of shares purchased at each purchase price is available upon request.
- Consists of an aggregate of 25,598 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 11,666 of the RSUs will vest on the first day that the Issuer's trading window opens for employees that is more than 180 days following the effective date of the Issuer's initial public offering (the "First Vesting Date"), and 11,666 of the RSUs will vest on the first day the trading window opens for employees that is more than 180 days after the First Vesting Date. The remaining 2,266 RSUs will vest on January 26, 2011.
- The price reported in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.1200 to $10.6644, inclusive. Full information on the number of shares purchased at each purchase price is available upon request.