Filing Details
- Accession Number:
- 0001209191-10-025739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-06 13:00:00
- Reporting Period:
- 2010-05-04
- Filing Date:
- 2010-05-06
- Accepted Time:
- 2010-05-06 15:18:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381325 | Bigband Networks Inc. | BBND | Radio & Tv Broadcasting & Communications Equipment (3663) | 043444278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393137 | Ran Oz | C/O Bigband Networks, Inc. 475 Broadway Street Redwood City CA 94063 | Evp & Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-04 | 6,078 | $0.76 | 37,203 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-04 | 6,078 | $3.43 | 31,125 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-04 | 6,699 | $3.43 | 473,020 | No | 4 | S | Indirect | Oz Holdings Ltd. |
| Common Stock | Acquisiton | 2010-05-05 | 12,157 | $0.76 | 43,282 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-05 | 12,157 | $3.40 | 31,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Oz Holdings Ltd. |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-04 | 6,078 | $0.00 | 6,078 | $0.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-05-05 | 12,157 | $0.00 | 12,157 | $0.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 342,440 | 2014-09-28 | No | 4 | M | Direct | |
| 330,283 | 2014-09-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2009.
- Reflects the weighted average sale price, with the range of sale prices from $3.365 to $3.505 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2007, as amended on September 11, 2009.
- Reflects the weighted average sale price, with the range of sale prices from $3.36 to $3.51 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer.
- Reflects the weighted average sale price, with the range of sale prices from $3.35 to $3.46 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer.
- This option vested over four years, and vested in full as of October 1, 2007.
Billionaire Hedge Funds
